Data / Investment advisers / Connecticut / Summerhaven Investment Management, LLC
Summerhaven Investment Management, LLC, Stamford, CT: $176 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Summerhaven Investment Management, LLC is an SEC registered investment adviser with its main office in Stamford, Connecticut and reports $176 million in regulatory assets under management in its Form ADV filed March 27, 2026. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 289269
- SEC file number
- 801-111663
- SEC status
- Approved, effective September 12, 2017
- Main office
- 1266 E. Main Street Fourth Floor, Stamford, CT 06902
- Phone
- (203) 352-2700
- Regulatory AUM
- $176,198,488 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $176,198,488
- Accounts
- 2
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $176.2 million | March 27, 2026 |
| December 1, 2025 | $163.7 million | March 27, 2025 |
Other advisers in Stamford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| JC Capital Advisors Group LLC | Stamford | $263 million | Not listed | adviserinfo.sec.gov |
| Abundant Wealth Management LLC | Stamford | $243.8 million | Not listed | adviserinfo.sec.gov |
| New China Capital Management Corp. | Stamford | $233.7 million | 2 | adviserinfo.sec.gov |
| Twin Lions Management | Stamford | $215.9 million | 3 | adviserinfo.sec.gov |
| Blue Door Asset Management, LLC | Stamford | $187 million | 2 | adviserinfo.sec.gov |
| Fremen Capital | Stamford | $157.3 million | 1 | adviserinfo.sec.gov |
| Guggenheim Investments Loan Advisors, LLC | Stamford | $155.4 million | 3 | adviserinfo.sec.gov |
| Renaissance Capital LLC | Stamford | $144.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Stamford, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Summerhaven Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.