Data / Investment advisers / Connecticut / New China Capital Management Corp.
New China Capital Management Corp., Stamford, CT: $234 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
New China Capital Management Corp. is an SEC registered investment adviser with its main office in Stamford, Connecticut and reports $234 million in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 2 private funds.
The request: Watch New China Capital Management Corp. (CRD number 295905): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 295905
- SEC file number
- 801-127746
- SEC status
- Approved, effective April 28, 2023
- Main office
- 470 West Avenue Suite 2011, Stamford, CT 06902
- Phone
- (203) 328-1800
- Website
- cathay-capital.com
- Regulatory AUM
- $233,720,000 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $233,720,000
- Accounts
- 2
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 2: 2 private equity funds
- Gross assets of private funds
- $211,720,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $233.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $233.7 million | March 31, 2026 |
| December 1, 2025 | $268 million | May 8, 2025 |
Other advisers in Stamford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hamilton Robinson LLC | Stamford | $292.4 million | 6 | adviserinfo.sec.gov |
| Baypointe Partners, LLC | Stamford | $270.5 million | Not listed | adviserinfo.sec.gov |
| Dayah Capital LLC | Stamford | $264.8 million | 2 | adviserinfo.sec.gov |
| JC Capital Advisors Group LLC | Stamford | $263 million | Not listed | adviserinfo.sec.gov |
| Abundant Wealth Management LLC | Stamford | $243.8 million | Not listed | adviserinfo.sec.gov |
| Twin Lions Management | Stamford | $215.9 million | 3 | adviserinfo.sec.gov |
| Blue Door Asset Management, LLC | Stamford | $187 million | 2 | adviserinfo.sec.gov |
| Summerhaven Investment Management, LLC | Stamford | $176.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Stamford, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- New China Capital Management Corp. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.