Data / Investment advisers / Wisconsin / Sullivan Investment Management LLC
Sullivan Investment Management LLC, Wisconsin Rapids, WI: $112 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sullivan Investment Management LLC is an SEC registered investment adviser with its main office in Wisconsin Rapids, Wisconsin and reports $112 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 289217
- SEC file number
- 801-135832
- SEC status
- Approved, effective April 13, 2026
- Main office
- 320 W Grand Ave Ste 303, Wisconsin Rapids, WI 54495
- Phone
- (715) 422-0701
- Website
- sullivanmgt.com
- Regulatory AUM
- $111,800,000 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $111,800,000
- Accounts
- 141
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 151 | $111.8 million |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Coast Advisory LLC | East Troy | $122.5 million | Not listed | adviserinfo.sec.gov |
| Omni Financial LLC | Madison | $116.9 million | Not listed | adviserinfo.sec.gov |
| Professional Financial Management, Inc. | Appleton | $115.5 million | Not listed | adviserinfo.sec.gov |
| Leach, Bickmore & Weiss Wealth Management, LLC | Madison | $115.3 million | 1 | adviserinfo.sec.gov |
| Yahara Wealth Management LLC | Madison | $112 million | Not listed | adviserinfo.sec.gov |
| Valley Wealth Management | Oshkosh | $111.5 million | Not listed | adviserinfo.sec.gov |
| Pavlic Investment Advisors, Inc. | Delafield | $108.8 million | Not listed | adviserinfo.sec.gov |
| Sumnicht & Associates, LLC | Appleton | $107.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Sullivan Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.