Data / Investment advisers / Missouri / Sterneck Capital Management LLC
Sterneck Capital Management LLC, Kansas City, MO: $328 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sterneck Capital Management LLC is an SEC registered investment adviser with its main office in Kansas City, Missouri and reports $328 million in regulatory assets under management in its Form ADV filed July 7, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, fixed fees and other fees.
The request: Watch Sterneck Capital Management LLC (CRD number 111463): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111463
- SEC file number
- 801-45256
- SEC status
- Approved, effective December 20, 1993
- Main office
- 1251 NW Briarcliff Pkwy Ste 95, Kansas City, MO 64116
- Phone
- (816) 531-2254
- Website
- sterneckcapital.com
- Regulatory AUM
- $327,938,616 in the Form ADV filed July 7, 2026
- Discretionary AUM
- $309,008,342
- Non discretionary AUM
- $18,930,274
- Accounts
- 670
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 129 | $302.3 million |
| Individuals (other than high net worth individuals) | 120 | $20.6 million |
| Charitable organizations | 8 | $3.1 million |
| Corporations or other businesses | 8 | $1.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $327.9 million | January 30, 2026 |
| December 1, 2025 | $277.9 million | September 25, 2025 |
Other advisers in Kansas City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sarver Vrooman Wealth Advisors LLC | Kansas City | $452.2 million | Not listed | adviserinfo.sec.gov |
| Waterequity LLC | Kansas City | $450.2 million | 5 | adviserinfo.sec.gov |
| CPC Management, LLC | Kansas City | $428 million | 1 | adviserinfo.sec.gov |
| Nicholson Meyer Capital Management, Inc. | Kansas City | $338.1 million | Not listed | adviserinfo.sec.gov |
| Mid-American Wealth Advisory Group | Kansas City | $335.6 million | Not listed | adviserinfo.sec.gov |
| 1248 Partners, LLC | Kansas City | $323.4 million | 7 | adviserinfo.sec.gov |
| Craft & Sage Wealth | Kansas City | $306.8 million | Not listed | adviserinfo.sec.gov |
| Mader & Shannon Wealth Management | Kansas City | $269.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kansas City, MO
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Sterneck Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.