Data / Investment advisers / Ohio / Souders Financial Advisors, LLC
Souders Financial Advisors, LLC, Cincinnati, OH: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Souders Financial Advisors, LLC is an SEC registered investment adviser with its main office in Cincinnati, Ohio and reports $1.4 billion in regulatory assets under management in its Form ADV filed July 24, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Souders Financial Advisors, LLC (CRD number 296780): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 296780
- SEC file number
- 801-113263
- SEC status
- Approved, effective May 21, 2018
- Main office
- 5968 Bridgetown Road, Cincinnati, OH 45248
- Phone
- (513) 598-2400
- Regulatory AUM
- $1,409,251,956 in the Form ADV filed July 24, 2026
- Discretionary AUM
- $1,099,392,391
- Non discretionary AUM
- $309,859,565
- Accounts
- 3,616
- Employees
- 21, of which 14 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 231 | $697.1 million |
| Individuals (other than high net worth individuals) | 1,044 | $443.5 million |
| Pension and profit sharing plans | 70 | $260.2 million |
| Charitable organizations | 3 | $7.3 million |
| Corporations or other businesses | 3 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.41 billion | March 16, 2026 |
| December 1, 2025 | $1.07 billion | March 31, 2025 |
Other advisers in Cincinnati
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Octavia Wealth Advisors LLC | Cincinnati | $2.15 billion | Not listed | adviserinfo.sec.gov |
| Opus Capital Management | Cincinnati | $1.51 billion | Not listed | adviserinfo.sec.gov |
| Horan Wealth, LLC | Cincinnati | $1.47 billion | Not listed | adviserinfo.sec.gov |
| Feg Private Investors, LLC | Cincinnati | $1.47 billion | 27 | adviserinfo.sec.gov |
| United Advisor Group | Cincinnati | $1.43 billion | Not listed | adviserinfo.sec.gov |
| Wealth Dimensions Group, LTD. | Cincinnati | $1.24 billion | Not listed | adviserinfo.sec.gov |
| HCM Wealth Advisors | Cincinnati | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Hauser Retirement Solutions 2 LLC | Cincinnati | $1.21 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Cincinnati, OH
- Investment advisers in Ohio
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Souders Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.