Data / Investment advisers / New York / Saddlerock Capital Management LLC
Saddlerock Capital Management LLC, New York, NY: $200 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Saddlerock Capital Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $200 million in regulatory assets under management in its Form ADV filed September 10, 2026. Its clients include pooled investment vehicles and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 330801
- SEC file number
- 801-133958
- SEC status
- Approved, effective July 28, 2025
- Main office
- 370 Lexington Avenue #502, New York, NY 10017
- Phone
- (917) 842-7451
- Website
- saddlerockcap.com
- Regulatory AUM
- $199,634,266 in the Form ADV filed September 10, 2026
- Discretionary AUM
- $192,749,735
- Non discretionary AUM
- $6,884,531
- Accounts
- 5
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $192,749,735
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $196 million |
| Investment companies | 1 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $199.6 million | September 10, 2026 |
| April 1, 2026 | $187.8 million | March 30, 2026 |
| December 1, 2025 | $155.9 million | June 25, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Northsands Capital | New York | $202.8 million | 2 | adviserinfo.sec.gov |
| Eldridge Sme Advisers | New York | $200.9 million | 2 | adviserinfo.sec.gov |
| Post Capital Partners | New York | $200.2 million | 5 | adviserinfo.sec.gov |
| Radix Organization, Inc. | New York | $200.1 million | Not listed | adviserinfo.sec.gov |
| SMBC Asset Management, Inc. | New York | $199.8 million | Not listed | adviserinfo.sec.gov |
| Feynman Point Asset Management | New York | $198.4 million | 2 | adviserinfo.sec.gov |
| Reciprocal Venture Management, L.L.C. | New York | $196.9 million | 9 | adviserinfo.sec.gov |
| Round2 Investment Partners LLC | New York | $196.4 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Advisers that manage private funds
- Saddlerock Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.