Data / Investment advisers / Texas / RTW Financial Advisors Inc
RTW Financial Advisors Inc, Dallas, TX: $581 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
RTW Financial Advisors Inc is an SEC registered investment adviser with its main office in Dallas, Texas and reports $581 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 109934
- SEC file number
- 801-38676
- SEC status
- Approved, effective April 12, 1991
- Main office
- 5757 Alpha Road Suite 700, Dallas, TX 75240
- Phone
- (972) 960-1212
- Regulatory AUM
- $581,023,969 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $545,274,980
- Non discretionary AUM
- $35,748,989
- Accounts
- 521
- Employees
- 11, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $467.9 million |
| Pension and profit sharing plans | 2 | $69.3 million |
| Individuals (other than high net worth individuals) | 93 | $34 million |
| Charitable organizations | 2 | $9.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $581 million | March 31, 2026 |
| December 1, 2025 | $508.5 million | March 31, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Di Investment Management LP | Dallas | $617.6 million | 4 | adviserinfo.sec.gov |
| EQ Wealth Advisors | Dallas | $617 million | Not listed | adviserinfo.sec.gov |
| Ackerman Capital Management | Dallas | $604 million | 2 | adviserinfo.sec.gov |
| Vendera Management Holdings, LLC | Dallas | $602.8 million | 11 | adviserinfo.sec.gov |
| Ascentis Wealth Management, LLC | Dallas | $595.7 million | Not listed | adviserinfo.sec.gov |
| Civitas Capital Management, LLC | Dallas | $578.6 million | 61 | adviserinfo.sec.gov |
| Lucashill, LLC | Dallas | $575.2 million | 3 | adviserinfo.sec.gov |
| Sequel Holdings, L.P. | Dallas | $563 million | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- RTW Financial Advisors Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.