Data / Investment advisers / New York / Rothschild Capital Partners
Rothschild Capital Partners, New York, NY: $470 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rothschild Capital Partners is an SEC registered investment adviser with its main office in New York, New York and reports $470 million in regulatory assets under management in its Form ADV filed April 17, 2026. Its clients include pooled investment vehicles, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 161688
- SEC file number
- 801-73843
- SEC status
- Approved, effective March 30, 2012
- Legal name
- Rothschild Capital Partners, LLC
- Main office
- 5 East 82nd Street #3, New York, NY 10028
- Phone
- (212) 931-5303
- Regulatory AUM
- $469,731,208 in the Form ADV filed April 17, 2026
- Discretionary AUM
- $469,731,208
- Accounts
- 93
- Employees
- 9, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $191,488,116
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $255.7 million |
| High net worth individuals | 57 | $210 million |
| Individuals (other than high net worth individuals) | 7 | $3 million |
| Charitable organizations | 3 | $1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $469.7 million | March 26, 2026 |
| December 1, 2025 | $467.8 million | June 6, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bridgeport Partners | New York | $476.5 million | 3 | adviserinfo.sec.gov |
| Sycale Advisors | New York | $473.1 million | 9 | adviserinfo.sec.gov |
| Wealthedge Investment Advisors, LLC | New York | $472.1 million | Not listed | adviserinfo.sec.gov |
| Vanterra Capital LLC | New York | $470.8 million | 11 | adviserinfo.sec.gov |
| HS Management Partners, LLC | New York | $469.9 million | Not listed | adviserinfo.sec.gov |
| Advantage Advisers Management, LLC | New York | $468.8 million | 1 | adviserinfo.sec.gov |
| Chesapeake Asset Management LLC | New York | $468.8 million | 1 | adviserinfo.sec.gov |
| Pembrook Capital Management LLC | New York | $468.5 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Rothschild Capital Partners on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.