Data / Investment advisers / Tennessee / Roi Financial Planning
Roi Financial Planning, Clarksville, TN: $408 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Roi Financial Planning is an SEC registered investment adviser with its main office in Clarksville, Tennessee and reports $408 million in regulatory assets under management in its Form ADV filed October 7, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 341025
- SEC file number
- 801-136651
- SEC status
- Approved, effective June 9, 2026
- Legal name
- Roi Financial Planning, LLC
- Main office
- 1202 Madison Street, Clarksville, TN 37040
- Phone
- (931) 919-0947
- Website
- roi-fg.com
- Regulatory AUM
- $407,941,555 in the Form ADV filed October 7, 2026
- Discretionary AUM
- $407,941,555
- Accounts
- 1,455
- Employees
- 11, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,153 | $234.6 million |
| High net worth individuals | 230 | $173.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $407.9 million | October 7, 2026 |
| July 1, 2026 | Not listed | June 29, 2026 |
Other advisers in Tennessee
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| NBZ Investment Advisors, LLC | Knoxville | $431.2 million | Not listed | adviserinfo.sec.gov |
| Shayne & Jacobs, LLC | Nashville | $429.5 million | Not listed | adviserinfo.sec.gov |
| Cypress Capital, LLC | Franklin | $426 million | Not listed | adviserinfo.sec.gov |
| Ashdon Investment Management, LLC | Tullahoma | $425.1 million | Not listed | adviserinfo.sec.gov |
| Guardian Wealth Management, LLC | Chattanooga | $411.1 million | Not listed | adviserinfo.sec.gov |
| Insight Strategic Wealth LLC | Knoxville | $401 million | Not listed | adviserinfo.sec.gov |
| Visionary Horizons, LLC | Knoxville | $396.7 million | Not listed | adviserinfo.sec.gov |
| Aj Advisors | Nashville | $393.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tennessee
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Roi Financial Planning on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.