Data / Investment advisers / New York / Riverwest Investment Management, LLC
Riverwest Investment Management, LLC, New York, NY: $254 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Riverwest Investment Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $254 million in regulatory assets under management in its Form ADV filed May 19, 2026. Its clients include corporations and other businesses. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Riverwest Investment Management, LLC (CRD number 339697): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 339697
- SEC file number
- 801-135157
- SEC status
- Approved, effective January 20, 2026
- Main office
- 725 Fifth Avenue 24th Floor, New York, NY 10022
- Phone
- (212) 292-7878
- Website
- riverwestnyc.com
- Regulatory AUM
- $254,102,933 in the Form ADV filed May 19, 2026
- Non discretionary AUM
- $254,102,933
- Accounts
- 16
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 1 | $254.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $254.1 million | May 19, 2026 |
| February 2, 2026 | Not listed | December 19, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ma Asset Management, LLC | New York | $257.7 million | 3 | adviserinfo.sec.gov |
| Kuramo Capital Management, LLC | New York | $257.7 million | 6 | adviserinfo.sec.gov |
| Avicene | New York | $256.5 million | Not listed | adviserinfo.sec.gov |
| Zephyr Management, L.P. | New York | $256.3 million | 27 | adviserinfo.sec.gov |
| Donald Smith, L.P. | New York | $256 million | Not listed | adviserinfo.sec.gov |
| Venor Capital Management LP | New York | $254 million | 5 | adviserinfo.sec.gov |
| Heronetta Management, L.P. | New York | $253.6 million | 1 | adviserinfo.sec.gov |
| Coinshares Asset Management (US) LLC | New York | $251.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Riverwest Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.