Data / Investment advisers / Florida / Rivernorth Capital Management, LLC
Rivernorth Capital Management, LLC, West Palm Beach, FL: $6.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rivernorth Capital Management, LLC is an SEC registered investment adviser with its main office in West Palm Beach, Florida and reports $6.2 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies, pooled investment vehicles and other investment advisers. It is paid through a percentage of assets under management and performance based fees. It advises 5 private funds.
The request: Watch Rivernorth Capital Management, LLC (CRD number 122020): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 122020
- SEC file number
- 801-61533
- SEC status
- Approved, effective October 15, 2002
- Main office
- 360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401
- Phone
- (561) 484-7185
- Website
- rivernorth.com
- Regulatory AUM
- $6,167,773,294 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $6,167,773,294
- Accounts
- 32
- Employees
- 20, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 5: 5 hedge funds
- Gross assets of private funds
- $1,080,504,242
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 16 | $4.63 billion |
| Pooled investment vehicles | 5 | $1.39 billion |
| Other investment advisers | 10 | $143.5 million |
| Charitable organizations | 1 | $10,362 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.17 billion | March 31, 2026 |
| December 1, 2025 | $6.18 billion | March 26, 2025 |
Other advisers in West Palm Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Intech | West Palm Beach | $15.47 billion | 5 | adviserinfo.sec.gov |
| Comvest Credit Advisors, LLC | West Palm Beach | $9.25 billion | 12 | adviserinfo.sec.gov |
| Gramercy Funds Management LLC | West Palm Beach | $8.69 billion | 43 | adviserinfo.sec.gov |
| Facet | West Palm Beach | $8.69 billion | Not listed | adviserinfo.sec.gov |
| Prospect Capital Management L.P. | West Palm Beach | $6.64 billion | Not listed | adviserinfo.sec.gov |
| Altarock Partners LP | West Palm Beach | $5.66 billion | 2 | adviserinfo.sec.gov |
| Skye Global Management LP | West Palm Beach | $5.21 billion | 1 | adviserinfo.sec.gov |
| Siris Capital Group, LLC | West Palm Beach | $4.09 billion | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in West Palm Beach, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Rivernorth Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.