Data / Investment advisers / Florida / Prospect Capital Management L.P.
Prospect Capital Management L.P., West Palm Beach, FL: $6.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Prospect Capital Management L.P. is an SEC registered investment adviser with its main office in West Palm Beach, Florida and reports $6.6 billion in regulatory assets under management in its Form ADV filed August 21, 2026. Its clients include business development companies and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Prospect Capital Management L.P. (CRD number 131018): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 131018
- SEC file number
- 801-62969
- SEC status
- Approved, effective March 31, 2004
- Main office
- 700 S. Rosemary Ave. Suite 204, West Palm Beach, FL 33401
- Phone
- (561) 285-4044
- Regulatory AUM
- $6,637,985,287 in the Form ADV filed August 21, 2026
- Discretionary AUM
- $6,623,911,535
- Non discretionary AUM
- $14,073,752
- Accounts
- 4
- Employees
- 143, of which 44 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 2 | $6.62 billion |
| Pooled investment vehicles | 2 | $14.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.64 billion | March 25, 2026 |
| December 1, 2025 | $7.23 billion | March 27, 2025 |
Other advisers in West Palm Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smartx Advisory Solutions | West Palm Beach | $26.99 billion | Not listed | adviserinfo.sec.gov |
| Intech | West Palm Beach | $15.47 billion | 5 | adviserinfo.sec.gov |
| Comvest Credit Advisors, LLC | West Palm Beach | $9.25 billion | 12 | adviserinfo.sec.gov |
| Gramercy Funds Management LLC | West Palm Beach | $8.69 billion | 43 | adviserinfo.sec.gov |
| Facet | West Palm Beach | $8.69 billion | Not listed | adviserinfo.sec.gov |
| Rivernorth Capital Management, LLC | West Palm Beach | $6.17 billion | 5 | adviserinfo.sec.gov |
| Altarock Partners LP | West Palm Beach | $5.66 billion | 2 | adviserinfo.sec.gov |
| Skye Global Management LP | West Palm Beach | $5.21 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in West Palm Beach, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving business development companies
- Advisers serving pooled investment vehicles
- Prospect Capital Management L.P. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.