Data / Investment advisers / California / Regatta Capital Group, LLC
Regatta Capital Group, LLC, El Segundo, CA: $1.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Regatta Capital Group, LLC is an SEC registered investment adviser with its main office in El Segundo, California and reports $1.6 billion in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 4 private funds.
The request: Watch Regatta Capital Group, LLC (CRD number 145363): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 145363
- SEC file number
- 801-68490
- SEC status
- Approved, effective November 13, 2007
- Main office
- 880 Apollo St. Suite 129, El Segundo, CA 90245
- Phone
- (310) 725-9102
- Regulatory AUM
- $1,551,654,295 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $1,425,784,872
- Non discretionary AUM
- $125,869,423
- Accounts
- 3,847
- Employees
- 18, of which 14 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 4: 4 venture capital funds
- Gross assets of private funds
- $15,224,297
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 471 | $1.14 billion |
| Individuals (other than high net worth individuals) | 617 | $192 million |
| Pension and profit sharing plans | 48 | $153 million |
| Charitable organizations | 10 | $26.7 million |
| Corporations or other businesses | 15 | $26.1 million |
| Pooled investment vehicles | 4 | $15.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.55 billion | March 10, 2026 |
| December 1, 2025 | $1.37 billion | September 30, 2025 |
Other advisers in El Segundo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Validus Capital LLC | El Segundo | $2.54 billion | 12 | adviserinfo.sec.gov |
| Pacific Income Advisers Inc | El Segundo | $2.25 billion | Not listed | adviserinfo.sec.gov |
| Granite Investment Partners, LLC | El Segundo | $1.84 billion | 1 | adviserinfo.sec.gov |
| Curated Wealth Partners, LLC | El Segundo | $1.76 billion | 7 | adviserinfo.sec.gov |
| Transom Capital Group | El Segundo | $1.68 billion | 11 | adviserinfo.sec.gov |
| Thorofare, LLC | El Segundo | $1.40 billion | Not listed | adviserinfo.sec.gov |
| CS Capital Management Inc | El Segundo | $1.09 billion | Not listed | adviserinfo.sec.gov |
| Charger Investment Partners LP | El Segundo | $865.3 million | 9 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in El Segundo, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Regatta Capital Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.