Data / Investment advisers / Maryland / Quantum Financial Advisors Inc
Quantum Financial Advisors Inc, Rockville, MD: $558 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Quantum Financial Advisors Inc is an SEC registered investment adviser with its main office in Rockville, Maryland and reports $558 million in regulatory assets under management in its Form ADV filed October 2, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 113563
- SEC file number
- 801-125887
- SEC status
- Approved, effective June 16, 2022
- Main office
- 51 Monroe Street Suite 1902, Rockville, MD 20850
- Phone
- (301) 296-6203
- Website
- instragram.com
- Regulatory AUM
- $557,546,297 in the Form ADV filed October 2, 2026
- Discretionary AUM
- $151,000,574
- Non discretionary AUM
- $406,545,723
- Accounts
- 364
- Employees
- 10, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 23 | $376.5 million |
| High net worth individuals | 230 | $131.9 million |
| Individuals (other than high net worth individuals) | 110 | $46.1 million |
| Charitable organizations | Fewer than 5 | $3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $557.5 million | March 26, 2026 |
| December 1, 2025 | $507.1 million | September 12, 2025 |
Other advisers in Rockville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Innovation X Advisors | Rockville | $4.52 billion | 20 | adviserinfo.sec.gov |
| Albion River | Rockville | $2.06 billion | 2 | adviserinfo.sec.gov |
| Advisors Preferred LLC | Rockville | $1.69 billion | Not listed | adviserinfo.sec.gov |
| Fsa Wealth Partners | Rockville | $819.7 million | Not listed | adviserinfo.sec.gov |
| Kendall Capital Management | Rockville | $743.9 million | Not listed | adviserinfo.sec.gov |
| Montgomery Investment Management Inc | Rockville | $490 million | Not listed | adviserinfo.sec.gov |
| Ferguson-Johnson Wealth Management, Inc. | Rockville | $316.4 million | Not listed | adviserinfo.sec.gov |
| Schaeffer Financial LLC | Rockville | $257.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rockville, MD
- Investment advisers in Maryland
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Quantum Financial Advisors Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.