Data / Investment advisers / Alaska / PT Capital Advisors, LLC
PT Capital Advisors, LLC, Anchorage, AK: $56.9 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
PT Capital Advisors, LLC is an SEC registered investment adviser with its main office in Anchorage, Alaska and reports $56.9 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include corporations and other businesses, investment companies and high net worth individuals. It is paid through a percentage of assets under management and performance based fees. It advises 2 private funds.
The request: Watch PT Capital Advisors, LLC (CRD number 168601): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 168601
- SEC file number
- 801-107539
- SEC status
- Approved, effective April 11, 2016
- Main office
- 188 W. Northern Lights Blvd. Suite 920, Anchorage, AK 99503
- Phone
- (907) 433-6600
- Website
- ptcapital.com
- Regulatory AUM
- $56,879,600 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $56,879,600
- Accounts
- 2
- Employees
- 6, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 2: 2 private equity funds
- Gross assets of private funds
- $56,879,600
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 6 | $38.3 million |
| Investment companies | 2 | $12 million |
| High net worth individuals | 2 | $43,600 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $56.9 million | March 24, 2026 |
| December 1, 2025 | $121 million | March 28, 2025 |
Other advisers in Alaska
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bright Road Wealth Management, LLC | Anchorage | $443.3 million | Not listed | adviserinfo.sec.gov |
| Heisten Wrenn Private Wealth, LLC | Anchorage | $231.8 million | Not listed | adviserinfo.sec.gov |
| McKinley Alaska Private Investments, LLC | Anchorage | $206.2 million | 3 | adviserinfo.sec.gov |
| 1207 Capital Group, LLC | Juneau | $162.7 million | 4 | adviserinfo.sec.gov |
| Blue Anchor Wealth Advisors, LLC | Ketchikan | $144.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alaska
- Advisers with $50 million to $100 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving investment companies
- Advisers that manage private funds
- PT Capital Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.