Data / Investment advisers / Utah / Promontory Financial Planning, LLC
Promontory Financial Planning, LLC, Farmington, UT: $319 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Promontory Financial Planning, LLC is an SEC registered investment adviser with its main office in Farmington, Utah and reports $319 million in regulatory assets under management in its Form ADV filed February 20, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Promontory Financial Planning, LLC (CRD number 153666): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 153666
- SEC file number
- 801-114494
- SEC status
- Approved, effective January 28, 2019
- Main office
- 240 N. East Promontory Suite 200, Farmington, UT 84025
- Phone
- (801) 513-2545
- Website
- promontoryfp.com
- Regulatory AUM
- $319,000,000 in the Form ADV filed February 20, 2026
- Discretionary AUM
- $319,000,000
- Accounts
- 570
- Employees
- 12, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- February 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 500 | $205 million |
| High net worth individuals | 65 | $110 million |
| Pension and profit sharing plans | 5 | $4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $319 million | February 20, 2026 |
| December 1, 2025 | $280 million | February 11, 2025 |
Other advisers in Utah
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Navigate Financial LLC | Salt Lake City | $337.9 million | Not listed | adviserinfo.sec.gov |
| Wasatch Equity Partners | Logan | $337.3 million | 22 | adviserinfo.sec.gov |
| Livet Wealth, LLC | Spanish Fork | $335.1 million | Not listed | adviserinfo.sec.gov |
| Slayton Lewis Inc | Salt Lake City | $334.4 million | Not listed | adviserinfo.sec.gov |
| Wealth Management Cpas, LLC | Salt Lake City | $329.2 million | Not listed | adviserinfo.sec.gov |
| Blue Barn Wealth | Orem | $317.1 million | Not listed | adviserinfo.sec.gov |
| Keeler Thomas Management LLC | Orem | $305.5 million | Not listed | adviserinfo.sec.gov |
| Blue Diamond Capital Investment Advisors | Provo | $301.4 million | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Utah
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Promontory Financial Planning, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.