Data / Investment advisers / Maryland / Peakstone Financial Advisors
Peakstone Financial Advisors, Chevy Chase, MD: $256 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Peakstone Financial Advisors is an SEC registered investment adviser with its main office in Chevy Chase, Maryland and reports $256 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and other fees.
The request: Watch Peakstone Financial Advisors (CRD number 127635): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 127635
- SEC file number
- 801-85168
- SEC status
- Approved, effective April 13, 2015
- Legal name
- Plotkin Financial Advisors, LLC
- Main office
- 8401 Connecticut Avenue Suite 401, Chevy Chase, MD 20815
- Phone
- (301) 907-9790
- Website
- pfallc.com
- Regulatory AUM
- $255,869,623 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $255,869,623
- Accounts
- 710
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 116 | $195.8 million |
| Individuals (other than high net worth individuals) | 203 | $59.4 million |
| Pension and profit sharing plans | Fewer than 5 | $676,768 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $255.9 million | March 27, 2026 |
| December 1, 2025 | $221.8 million | March 24, 2025 |
Other advisers in Chevy Chase
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Carderock Capital Management, Inc. | Chevy Chase | $677 million | Not listed | adviserinfo.sec.gov |
| HZ Investments Inc. | Chevy Chase | $591.4 million | Not listed | adviserinfo.sec.gov |
| Augment Infrastructure Managers Advisory LLC | Chevy Chase | $337.1 million | 3 | adviserinfo.sec.gov |
| Caro Investors | Chevy Chase | $316.7 million | 1 | adviserinfo.sec.gov |
| Tritonpoint Partners, LLC | Chevy Chase | $286.5 million | Not listed | adviserinfo.sec.gov |
| Tritonpoint Capital, LLC | Chevy Chase | $250.2 million | 2 | adviserinfo.sec.gov |
| Intervest LTD | Chevy Chase | $247 million | Not listed | adviserinfo.sec.gov |
| Lifeforce Capital Management, LLC | Chevy Chase | Not listed | 16 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chevy Chase, MD
- Investment advisers in Maryland
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Peakstone Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.