Data / Investment advisers / Texas / Paratus Financial, Inc.
Paratus Financial, Inc., Dallas, TX: $757 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Paratus Financial, Inc. is an SEC registered investment adviser with its main office in Dallas, Texas and reports $757 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through hourly charges and fixed fees.
The request: Watch Paratus Financial, Inc. (CRD number 133361): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 133361
- SEC file number
- 801-63703
- SEC status
- Approved, effective January 3, 2005
- Main office
- 5220 McKinney Ave Ste 200, Dallas, TX 75205
- Phone
- (214) 378-7400
- Website
- paratusfinancial.com
- Regulatory AUM
- $757,448,495 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $271,289,908
- Non discretionary AUM
- $486,158,587
- Accounts
- 703
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- hourly charges, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 68 | $730.1 million |
| Individuals (other than high net worth individuals) | 19 | $23.8 million |
| Pension and profit sharing plans | 1 | $3.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $757.4 million | March 24, 2026 |
| December 1, 2025 | $701.3 million | March 7, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Apeiron | Dallas | $852 million | Not listed | adviserinfo.sec.gov |
| Adams Asset Advisors LLC | Dallas | $839.4 million | Not listed | adviserinfo.sec.gov |
| Madden Asset Management | Dallas | $826 million | Not listed | adviserinfo.sec.gov |
| Nexannuity Asset Management, L.P. | Dallas | $823.4 million | Not listed | adviserinfo.sec.gov |
| Nokomis Capital, L.L.C. | Dallas | $804.2 million | 1 | adviserinfo.sec.gov |
| Westwood Wealth Management | Dallas | $749.5 million | 14 | adviserinfo.sec.gov |
| Autumn Glory Partners, LLC | Dallas | $747.6 million | Not listed | adviserinfo.sec.gov |
| Crossplane Capital Management, LP | Dallas | $736.2 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Paratus Financial, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.