Data / Investment advisers / Virginia / Paragon Financial Services
Paragon Financial Services, Richmond, VA: $384 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Paragon Financial Services is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $384 million in regulatory assets under management in its Form ADV filed July 21, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Paragon Financial Services (CRD number 164832): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 164832
- SEC file number
- 801-117764
- SEC status
- Approved, effective December 9, 2019
- Main office
- 3761 Westerre Parkway Suite H, Richmond, VA 23233
- Phone
- (804) 673-8888
- Website
- paragonfinancial.com
- Regulatory AUM
- $383,742,812 in the Form ADV filed July 21, 2026
- Discretionary AUM
- $383,742,812
- Accounts
- 1,382
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 297 | $271.7 million |
| Individuals (other than high net worth individuals) | 432 | $93.8 million |
| Corporations or other businesses | 2 | $12.6 million |
| Charitable organizations | 5 | $4.7 million |
| Pension and profit sharing plans | 2 | $970,417 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $383.7 million | March 6, 2026 |
| December 1, 2025 | $337.4 million | July 1, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Midatlantic Capital Management, Inc. | Richmond | $477 million | Not listed | adviserinfo.sec.gov |
| Taylor Hoffman Capital Management | Richmond | $469.5 million | 1 | adviserinfo.sec.gov |
| Z3 Capital Partners | Richmond | $466.8 million | Not listed | adviserinfo.sec.gov |
| Acima Private Wealth LLC | Richmond | $420.4 million | Not listed | adviserinfo.sec.gov |
| Wills Financial Group, LLC | Richmond | $385.7 million | Not listed | adviserinfo.sec.gov |
| Commonwealth Retirement Investments LLC | Richmond | $377 million | Not listed | adviserinfo.sec.gov |
| Evr Research LP | Richmond | $365 million | 1 | adviserinfo.sec.gov |
| Evoadvisors | Richmond | $337.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Paragon Financial Services on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.