Data / Investment advisers / Nevada / Palisade Investments, LLC
Palisade Investments, LLC, Zephyr Cove, NV: $653 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Palisade Investments, LLC is an SEC registered investment adviser with its main office in Zephyr Cove, Nevada and reports $653 million in regulatory assets under management in its Form ADV filed July 16, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Palisade Investments, LLC (CRD number 124776): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 124776
- SEC file number
- 801-80001
- SEC status
- Approved, effective July 14, 2014
- Main office
- 625 Highway 50 Suite 301, Zephyr Cove, NV 89448
- Phone
- (775) 299-4600
- Website
- palisadeinvestments.com
- Regulatory AUM
- $652,721,964 in the Form ADV filed July 16, 2026
- Discretionary AUM
- $325,644,350
- Non discretionary AUM
- $327,077,614
- Accounts
- 1,214
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 80 | $320.7 million |
| High net worth individuals | 136 | $227.8 million |
| Individuals (other than high net worth individuals) | 442 | $99.7 million |
| Corporations or other businesses | 5 | $3 million |
| Charitable organizations | 5 | $1.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $652.7 million | March 26, 2026 |
| December 1, 2025 | $513 million | March 31, 2025 |
Other advisers in Nevada
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| RB Capital Management, LLC | Reno | $930.6 million | Not listed | adviserinfo.sec.gov |
| Pilgrim Global Advisors LLC | Reno | $884.2 million | 2 | adviserinfo.sec.gov |
| 1confirmation | Incline Village | $860 million | 10 | adviserinfo.sec.gov |
| American Wealth Management | Reno | $760.5 million | Not listed | adviserinfo.sec.gov |
| DX Advisors LLC | Las Vegas | $753.3 million | Not listed | adviserinfo.sec.gov |
| Buckley Wealth | Las Vegas | $644 million | Not listed | adviserinfo.sec.gov |
| Aljian Capital Management | Carson City | $627.8 million | Not listed | adviserinfo.sec.gov |
| Rareview Capital LLC | Las Vegas | $537.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Nevada
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Palisade Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.