Data / Investment advisers / California / Pacific Excel Wealth Advisors, Inc.
Pacific Excel Wealth Advisors, Inc., Walnut Creek, CA: $111 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pacific Excel Wealth Advisors, Inc. is an SEC registered investment adviser with its main office in Walnut Creek, California and reports $111 million in regulatory assets under management in its Form ADV filed August 31, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Pacific Excel Wealth Advisors, Inc. (CRD number 172356): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 172356
- SEC file number
- 801-133924
- SEC status
- Approved, effective July 21, 2025
- Main office
- 925 Ygnacio Valley Rd. Ste 200, Walnut Creek, CA 94596
- Phone
- (925) 464-7445
- Regulatory AUM
- $110,790,269 in the Form ADV filed August 31, 2026
- Discretionary AUM
- $110,790,269
- Accounts
- 115
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 41 | $71.1 million |
| Individuals (other than high net worth individuals) | 65 | $37.5 million |
| Pension and profit sharing plans | 9 | $2.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $110.8 million | January 22, 2026 |
| December 1, 2025 | $102.9 million | October 31, 2025 |
Other advisers in Walnut Creek
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| JCSD Capital, LLC | Walnut Creek | $214.6 million | 3 | adviserinfo.sec.gov |
| Integrity Wealth Partners, LLC | Walnut Creek | $193.9 million | Not listed | adviserinfo.sec.gov |
| Prime Meridian Capital Management, LLC | Walnut Creek | $176.7 million | 2 | adviserinfo.sec.gov |
| Cavu Wealth Advisors, LLC | Walnut Creek | $171.6 million | Not listed | adviserinfo.sec.gov |
| Terrafirma Wealth Partners | Walnut Creek | $118.5 million | Not listed | adviserinfo.sec.gov |
| Alamo Capital | Walnut Creek | $103.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Walnut Creek, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Pacific Excel Wealth Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.