Data / Investment advisers / Oregon / Orca Investment Management, LLC
Orca Investment Management, LLC, Lake Oswego, OR: $212 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Orca Investment Management, LLC is an SEC registered investment adviser with its main office in Lake Oswego, Oregon and reports $212 million in regulatory assets under management in its Form ADV filed May 1, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, fixed fees and other fees.
The request: Watch Orca Investment Management, LLC (CRD number 144377): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 144377
- SEC file number
- 801-68050
- SEC status
- Approved, effective June 25, 2007
- Main office
- 6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035
- Phone
- (503) 582-9500
- Website
- orcaim.com
- Regulatory AUM
- $211,654,859 in the Form ADV filed May 1, 2026
- Discretionary AUM
- $202,528,303
- Non discretionary AUM
- $9,126,556
- Accounts
- 557
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- May 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 321 | $119.2 million |
| High net worth individuals | 38 | $86.3 million |
| Charitable organizations | 5 | $6 million |
| Corporations or other businesses | Fewer than 5 | $137,658 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $211.7 million | March 3, 2026 |
| December 1, 2025 | $183.4 million | June 18, 2025 |
Other advisers in Lake Oswego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Panoramic Capital Partners LLC | Lake Oswego | $392.7 million | Not listed | adviserinfo.sec.gov |
| Bridge City Capital, LLC | Lake Oswego | $354.7 million | Not listed | adviserinfo.sec.gov |
| Vergepointe Wealth Management, LLC | Lake Oswego | $283.3 million | Not listed | adviserinfo.sec.gov |
| Taurus Capital Advisors, LLC | Lake Oswego | $231.4 million | Not listed | adviserinfo.sec.gov |
| Foster & Wood, Inc. | Lake Oswego | $218.7 million | Not listed | adviserinfo.sec.gov |
| North Forty Two & Co. | Lake Oswego | $167.9 million | Not listed | adviserinfo.sec.gov |
| Wagner Planning | Lake Oswego | $144.7 million | Not listed | adviserinfo.sec.gov |
| Lifelong Wealth Management Group, LLC | Lake Oswego | $121.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lake Oswego, OR
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Orca Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.