Data / Investment advisers / Illinois / Oak Wealth Advisors LLC
Oak Wealth Advisors LLC, Northbrook, IL: $374 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oak Wealth Advisors LLC is an SEC registered investment adviser with its main office in Northbrook, Illinois and reports $374 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Oak Wealth Advisors LLC (CRD number 148832): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 148832
- SEC file number
- 801-110588
- SEC status
- Approved, effective May 16, 2017
- Main office
- 1363 Shermer Rd. Ste. 208, Northbrook, IL 60062
- Phone
- (847) 945-8888
- Website
- oakwealth.com
- Regulatory AUM
- $373,663,197 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $373,663,197
- Accounts
- 545
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 115 | $350.5 million |
| Individuals (other than high net worth individuals) | 67 | $21.4 million |
| Charitable organizations | 4 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $373.7 million | March 25, 2026 |
| December 1, 2025 | $321 million | September 9, 2025 |
Other advisers in Northbrook
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| SBB Research Group LLC | Northbrook | $3.26 billion | 7 | adviserinfo.sec.gov |
| Arthur M. Cohen & Associates LLC | Northbrook | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Trifecta Capital Advisors, LLC | Northbrook | $927.4 million | Not listed | adviserinfo.sec.gov |
| Trigran Investments, Inc. | Northbrook | $533.2 million | 2 | adviserinfo.sec.gov |
| Iron Financial LLC | Northbrook | $489.2 million | 3 | adviserinfo.sec.gov |
| Mendel Money Management Inc | Northbrook | $317.1 million | Not listed | adviserinfo.sec.gov |
| Hilco Investment Advisors, LLC | Northbrook | $313.1 million | Not listed | adviserinfo.sec.gov |
| Main Street Investment Advisors, LLC | Northbrook | $250.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Northbrook, IL
- Investment advisers in Illinois
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Oak Wealth Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.