Data / Investment advisers / Pennsylvania / Northeast Financial Group, Inc.
Northeast Financial Group, Inc., Allentown, PA: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northeast Financial Group, Inc. is an SEC registered investment adviser with its main office in Allentown, Pennsylvania and reports $1.4 billion in regulatory assets under management in its Form ADV filed July 28, 2026. Its clients include pension and profit sharing plans, high net worth individuals and state and municipal governments. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 4 private funds.
The request: Watch Northeast Financial Group, Inc. (CRD number 122609): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 122609
- SEC file number
- 801-78187
- SEC status
- Approved, effective June 14, 2013
- Main office
- 3435 Winchester Road Suite 102, Allentown, PA 18104
- Phone
- (570) 688-9898
- Regulatory AUM
- $1,442,742,559 in the Form ADV filed July 28, 2026
- Discretionary AUM
- $707,986,819
- Non discretionary AUM
- $734,755,740
- Accounts
- 1,710
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 4: 2 real estate funds, 1 securitized asset fund, 1 other private fund
- Gross assets of private funds
- $22,390,796
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- July 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 58 | $401.1 million |
| High net worth individuals | 160 | $383.6 million |
| State or municipal government entities | 31 | $266.5 million |
| Individuals (other than high net worth individuals) | 393 | $148.6 million |
| Other investment advisers | 1 | $121.1 million |
| Charitable organizations | 17 | $76.8 million |
| Pooled investment vehicles | 4 | $22.4 million |
| Corporations or other businesses | 14 | $18.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.44 billion | March 29, 2026 |
| December 1, 2025 | $1.21 billion | March 26, 2025 |
Other advisers in Pennsylvania
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Alden Capital | Wayne | $1.52 billion | 1 | adviserinfo.sec.gov |
| Kintra Wealth, LLC | Williamsport | $1.50 billion | Not listed | adviserinfo.sec.gov |
| Tower Bridge Advisors | West Conshohocken | $1.49 billion | 2 | adviserinfo.sec.gov |
| River Wealth Advisors LLC | Camp Hill | $1.47 billion | Not listed | adviserinfo.sec.gov |
| Electra Capital | Conshohocken | $1.45 billion | Not listed | adviserinfo.sec.gov |
| Trustmont Advisory Group, Inc. | Greensburg | $1.40 billion | Not listed | adviserinfo.sec.gov |
| Ironview Capital Management, LLC | Conshohocken | $1.39 billion | 1 | adviserinfo.sec.gov |
| Morgan Properties Special Situations II LLC | Conshohocken | $1.37 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Northeast Financial Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.