Data / Investment advisers / Washington / Newground Social Investment
Newground Social Investment, Seattle, WA: $161 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Newground Social Investment is an SEC registered investment adviser with its main office in Seattle, Washington and reports $161 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Newground Social Investment (CRD number 117060): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 117060
- SEC file number
- 801-123559
- SEC status
- Approved, effective March 25, 2022
- Legal name
- Newground Social Investment, SPC
- Main office
- 111 Queen Anne Ave N, Suite 500, Seattle, WA 98109
- Phone
- (206) 522-1944
- Regulatory AUM
- $161,124,440 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $160,984,256
- Non discretionary AUM
- $140,184
- Accounts
- 375
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 67 | $85.7 million |
| High net worth individuals | 53 | $67.8 million |
| Charitable organizations | Fewer than 5 | $3.8 million |
| Corporations or other businesses | Fewer than 5 | $2.6 million |
| Pension and profit sharing plans | Fewer than 5 | $1.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $161.1 million | March 27, 2026 |
| December 1, 2025 | $144.7 million | March 13, 2025 |
Other advisers in Seattle
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sander Capital Advisors, Inc. | Seattle | $210 million | Not listed | adviserinfo.sec.gov |
| Runde & Co. LLC | Seattle | $209.5 million | Not listed | adviserinfo.sec.gov |
| Lesa Sroufe & Company, Inc. | Seattle | $207.3 million | Not listed | adviserinfo.sec.gov |
| Global Partnerships | Seattle | $197.3 million | 5 | adviserinfo.sec.gov |
| Pathmont Investment Management | Seattle | $169.7 million | Not listed | adviserinfo.sec.gov |
| Capria Ventures LLC | Seattle | $161 million | 14 | adviserinfo.sec.gov |
| Euclidean Technologies Management, LLC | Seattle | $131.6 million | Not listed | adviserinfo.sec.gov |
| Seattle Wealth Management LLC | Seattle | $131.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Seattle, WA
- Investment advisers in Washington
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Newground Social Investment on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.