Data / Investment advisers / Illinois / New England Research & Management, Inc.
New England Research & Management, Inc., Chicago, IL: $337 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
New England Research & Management, Inc. is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $337 million in regulatory assets under management in its Form ADV filed August 25, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch New England Research & Management, Inc. (CRD number 110739): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110739
- SEC file number
- 801-14380
- SEC status
- Approved, effective February 16, 1979
- Main office
- 53 West Jackson Blvd 603, Chicago, IL 60604
- Phone
- (312) 212-1704
- Website
- nerminc.com
- Regulatory AUM
- $337,052,098 in the Form ADV filed August 25, 2026
- Discretionary AUM
- $335,986,882
- Non discretionary AUM
- $1,065,216
- Accounts
- 408
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 70 | $304.7 million |
| Individuals (other than high net worth individuals) | 79 | $25.8 million |
| Pension and profit sharing plans | Fewer than 5 | $6.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $337.1 million | August 25, 2026 |
| December 1, 2025 | $285.2 million | September 25, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Chicago Wealth Management, Inc. | Chicago | $365.7 million | Not listed | adviserinfo.sec.gov |
| Dearborn Capital Management, LLC | Chicago | $360.9 million | Not listed | adviserinfo.sec.gov |
| Wavvest Wealth | Chicago | $339.9 million | Not listed | adviserinfo.sec.gov |
| Aza Capital Management | Chicago | $339.6 million | Not listed | adviserinfo.sec.gov |
| Riverspan Partners LP | Chicago | $338.6 million | 3 | adviserinfo.sec.gov |
| Cogent Strategic Wealth LLC | Chicago | $336 million | Not listed | adviserinfo.sec.gov |
| Neuberger Berman Loan Advisers Europe II LP | Chicago | $334.6 million | 1 | adviserinfo.sec.gov |
| Corazon Group LLC | Chicago | $331.5 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- New England Research & Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.