Data / Investment advisers / New York / Needham Investment Management, LLC
Needham Investment Management, LLC, New York, NY: $1.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Needham Investment Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $1.8 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 2 private funds.
The request: Watch Needham Investment Management, LLC (CRD number 106783): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 106783
- SEC file number
- 801-50449
- SEC status
- Approved, effective November 17, 1995
- Main office
- 250 Park Ave 10th Floor, New York, NY 10177
- Phone
- (212) 371-8300
- Website
- needhamfunds.com
- Regulatory AUM
- $1,800,954,018 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,800,954,018
- Accounts
- 5
- Employees
- 11, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $269,658,843
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $1.53 billion |
| Pooled investment vehicles | 2 | $269.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.80 billion | March 30, 2026 |
| December 1, 2025 | $1.41 billion | March 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Parafi Capital LP | New York | $1.82 billion | 15 | adviserinfo.sec.gov |
| Cion Investment Management, LLC | New York | $1.81 billion | Not listed | adviserinfo.sec.gov |
| Nova Infrastructure Management, LLC | New York | $1.81 billion | 10 | adviserinfo.sec.gov |
| Argentic | New York | $1.81 billion | 3 | adviserinfo.sec.gov |
| Baillie Gifford International LLC | New York | $1.81 billion | 7 | adviserinfo.sec.gov |
| Altfest Personal Wealth Management | New York | $1.80 billion | 1 | adviserinfo.sec.gov |
| Eos Real Estate Investors LLC | New York | $1.79 billion | 31 | adviserinfo.sec.gov |
| Metropolitan Partners Group Management, LLC | New York | $1.79 billion | 15 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Needham Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.