Data / Investment advisers / Maryland / Montgomery Financial
Montgomery Financial, Ocean City, MD: $230 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Montgomery Financial is an SEC registered investment adviser with its main office in Ocean City, Maryland and reports $230 million in regulatory assets under management in its Form ADV filed June 17, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Montgomery Financial (CRD number 170024): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 170024
- SEC file number
- 801-129508
- SEC status
- Approved, effective February 15, 2024
- Legal name
- Montgomery Financial Services, LLC
- Main office
- 11718 Ocean Gateway, Ocean City, MD 21842
- Phone
- (410) 208-1004
- Regulatory AUM
- $229,758,052 in the Form ADV filed June 17, 2026
- Discretionary AUM
- $229,758,052
- Accounts
- 1,505
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 924 | $177.1 million |
| High net worth individuals | 26 | $52.4 million |
| Charitable organizations | 2 | $237,447 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $229.8 million | June 17, 2026 |
| March 2, 2026 | $203.8 million | February 2, 2026 |
| December 1, 2025 | $167 million | June 4, 2025 |
Other advisers in Maryland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Waypoint Wealth Management | Timonium | $242.5 million | Not listed | adviserinfo.sec.gov |
| Promethium | Bethesda | $235.3 million | Not listed | adviserinfo.sec.gov |
| Partnership Wealth Management | Towson | $234.9 million | Not listed | adviserinfo.sec.gov |
| Delta Financial Advisors, Inc | Kensington | $234 million | Not listed | adviserinfo.sec.gov |
| Mount Vernon Associates Inc | Baltimore | $232.5 million | Not listed | adviserinfo.sec.gov |
| Booster, LLC | Baltimore | $229.3 million | Not listed | adviserinfo.sec.gov |
| Meritis Wealth Management, Inc. | Potomac | $224.4 million | Not listed | adviserinfo.sec.gov |
| Equitycompass Investment Management, LLC | Baltimore | $220.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Maryland
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Montgomery Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.