Data / Investment advisers / Texas / Monex Asset Management, Inc.
Monex Asset Management, Inc., Houston, TX: $651 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Monex Asset Management, Inc. is an SEC registered investment adviser with its main office in Houston, Texas and reports $651 million in regulatory assets under management in its Form ADV filed July 10, 2026. Its clients include high net worth individuals, corporations and other businesses and investment companies. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Monex Asset Management, Inc. (CRD number 148123): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 148123
- SEC file number
- 801-120366
- SEC status
- Approved, effective February 22, 2021
- Main office
- 440 Louisiana Street Suite 1240, Houston, TX 77002
- Phone
- (713) 877-8234
- Website
- monexsec.com
- Regulatory AUM
- $650,868,175 in the Form ADV filed July 10, 2026
- Discretionary AUM
- $529,514,123
- Non discretionary AUM
- $121,354,052
- Accounts
- 600
- Employees
- 20, of which 17 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- July 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 351 | $261.1 million |
| Corporations or other businesses | 79 | $236.1 million |
| Investment companies | 14 | $80.6 million |
| Individuals (other than high net worth individuals) | 155 | $70.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $650.9 million | March 31, 2026 |
| January 2, 2026 | $556.8 million | December 18, 2025 |
| December 1, 2025 | $386.3 million | March 28, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Precedent Wealth Partners, LLC | Houston | $685 million | Not listed | adviserinfo.sec.gov |
| Saxon Financial Group | Houston | $679.1 million | Not listed | adviserinfo.sec.gov |
| Brasada Capital Management, LP | Houston | $679.1 million | 1 | adviserinfo.sec.gov |
| The Goff Financial Group | Houston | $674.4 million | Not listed | adviserinfo.sec.gov |
| Banorte Asset Management, Inc. | Houston | $661.2 million | Not listed | adviserinfo.sec.gov |
| Sheridan Production Partners Manager III, LLC | Houston | $650 million | Not listed | adviserinfo.sec.gov |
| Granite Harbor Advisors, Inc. | Houston | $642.1 million | 3 | adviserinfo.sec.gov |
| Scott & Selber, Inc. Capital Management | Houston | $637.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Monex Asset Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.