Data / Investment advisers / Arkansas / Mach-1 Financial Group, LLC
Mach-1 Financial Group, LLC, Rogers, AR: $546 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mach-1 Financial Group, LLC is an SEC registered investment adviser with its main office in Rogers, Arkansas and reports $546 million in regulatory assets under management in its Form ADV filed July 13, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Mach-1 Financial Group, LLC (CRD number 298195): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 298195
- SEC file number
- 801-118093
- SEC status
- Approved, effective February 14, 2020
- Main office
- 1001 S. 52nd Street Suite 100, Rogers, AR 72758
- Phone
- (479) 876-2100
- Website
- mach-1financial.com
- Regulatory AUM
- $546,345,461 in the Form ADV filed July 13, 2026
- Discretionary AUM
- $546,345,461
- Accounts
- 3,255
- Employees
- 20, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,405 | $300.8 million |
| High net worth individuals | 161 | $241.6 million |
| Pension and profit sharing plans | Fewer than 5 | $2.1 million |
| Corporations or other businesses | Fewer than 5 | $1.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $546.3 million | March 30, 2026 |
| December 1, 2025 | $416.9 million | October 10, 2025 |
Other advisers in Arkansas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| TMB Capital Partners, LLC | Little Rock | $867.8 million | Not listed | adviserinfo.sec.gov |
| Meridian Investment Advisors | Little Rock | $861.6 million | Not listed | adviserinfo.sec.gov |
| Whiterock Wealth Design, LLC | Fayetteville | $632.9 million | Not listed | adviserinfo.sec.gov |
| Newroad Capital Partners, LLC | Bentonville | $584.4 million | 5 | adviserinfo.sec.gov |
| Gilliland Jeter Wealth Management, LLC | Little Rock | $569.1 million | Not listed | adviserinfo.sec.gov |
| Ifrah Financial Services, Inc. | Little Rock | $489.1 million | Not listed | adviserinfo.sec.gov |
| Cabana Asset Management | Fayetteville | $471.8 million | Not listed | adviserinfo.sec.gov |
| Mustard Seed Wealth Management | Magnolia | $449.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Arkansas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Mach-1 Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.