Data / Investment advisers / Maryland / Lombard Advisers Incorporated
Lombard Advisers Incorporated, Baltimore, MD: $670 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Lombard Advisers Incorporated is an SEC registered investment adviser with its main office in Baltimore, Maryland and reports $670 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Lombard Advisers Incorporated (CRD number 108231): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108231
- SEC file number
- 801-114981
- SEC status
- Approved, effective April 12, 2019
- Main office
- 1820 Lancaster St, Baltimore, MD 21231
- Phone
- (410) 342-1300
- Website
- golombard.com
- Regulatory AUM
- $669,830,665 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $245,268,968
- Non discretionary AUM
- $424,561,697
- Accounts
- 1,456
- Employees
- 41, of which 30 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 23
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 867 | $356.8 million |
| High net worth individuals | 74 | $154.6 million |
| Pension and profit sharing plans | 27 | $95.4 million |
| Charitable organizations | 15 | $62.7 million |
| Corporations or other businesses | 2 | $256,310 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $669.8 million | March 27, 2026 |
| December 1, 2025 | $567.4 million | March 27, 2025 |
Other advisers in Baltimore
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Patient Capital Management, LLC | Baltimore | $2.50 billion | 1 | adviserinfo.sec.gov |
| Rock Springs Capital | Baltimore | $2.43 billion | 2 | adviserinfo.sec.gov |
| Access Holdings Management Company LLC | Baltimore | $2.27 billion | 27 | adviserinfo.sec.gov |
| WBH Advisory, Inc. | Baltimore | $1.74 billion | Not listed | adviserinfo.sec.gov |
| Ecosystem Investment Partners, LLC | Baltimore | $1.28 billion | 6 | adviserinfo.sec.gov |
| Chapin Davis Asset Management | Baltimore | $642.8 million | Not listed | adviserinfo.sec.gov |
| Savano Direct Capital Partners, LLC | Baltimore | $519.1 million | 10 | adviserinfo.sec.gov |
| &Wealth Partners | Baltimore | $508.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Baltimore, MD
- Investment advisers in Maryland
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Lombard Advisers Incorporated on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.