Data / Investment advisers / Tennessee / Keystone Financial Resources, LLC
Keystone Financial Resources, LLC, Brentwood, TN: $179 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Keystone Financial Resources, LLC is an SEC registered investment adviser with its main office in Brentwood, Tennessee and reports $179 million in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 341495
- SEC file number
- 801-136428
- SEC status
- Approved, effective June 4, 2026
- Legal name
- Keystone Wealth Alliance, LLC
- Main office
- 7112 Crossroads Blvd, Suite 101, Brentwood, TN 37128
- Phone
- (707) 932-5849
- Website
- keystonewealtalliance.com
- Regulatory AUM
- $178,528,735 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $178,528,735
- Accounts
- 348
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 72 | $153.3 million |
| Individuals (other than high net worth individuals) | 28 | $25.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $178.5 million | September 16, 2026 |
| July 1, 2026 | Not listed | May 18, 2026 |
Other advisers in Brentwood
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pharos Capital Group, LLC | Brentwood | $629.6 million | 6 | adviserinfo.sec.gov |
| Caldwell Advisors, LLC | Brentwood | $351.4 million | Not listed | adviserinfo.sec.gov |
| Luken Investment Analytics, LLC | Brentwood | $292.2 million | Not listed | adviserinfo.sec.gov |
| Cove Capital Management Inc. | Brentwood | $247.5 million | Not listed | adviserinfo.sec.gov |
| Erisa Advisers, Inc. | Brentwood | $187.1 million | Not listed | adviserinfo.sec.gov |
| Diversified Partners, Inc. | Brentwood | $155.1 million | 3 | adviserinfo.sec.gov |
| J. Mark Nickell & Co. | Brentwood | $146.4 million | Not listed | adviserinfo.sec.gov |
| Planrock Wealth Strategies, LLC | Brentwood | $71.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Brentwood, TN
- Investment advisers in Tennessee
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Keystone Financial Resources, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.