Data / Investment advisers / Maryland / Jemma Financial Services
Jemma Financial Services, Baltimore, MD: $140 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Jemma Financial Services is an SEC registered investment adviser with its main office in Baltimore, Maryland and reports $140 million in regulatory assets under management in its Form ADV filed October 23, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Jemma Financial Services (CRD number 284198): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 284198
- SEC file number
- 801-126937
- SEC status
- Approved, effective December 5, 2022
- Legal name
- Jemma Investment Advisors LLC
- Main office
- 810 Gleneagles Court Suite 109, Baltimore, MD 21286
- Phone
- (855) 662-2121
- Website
- jemmafinancial.com
- Regulatory AUM
- $139,832,219 in the Form ADV filed October 23, 2026
- Discretionary AUM
- $108,090,596
- Non discretionary AUM
- $31,741,623
- Accounts
- 641
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 74 | $69.4 million |
| Individuals (other than high net worth individuals) | 238 | $41 million |
| Pension and profit sharing plans | 8 | $24 million |
| Corporations or other businesses | 4 | $5.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $139.8 million | March 30, 2026 |
| December 1, 2025 | $145.9 million | March 26, 2025 |
Other advisers in Baltimore
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wealth Planning Group | Baltimore | $360.9 million | 1 | adviserinfo.sec.gov |
| Mount Vernon Associates Inc | Baltimore | $232.5 million | Not listed | adviserinfo.sec.gov |
| Booster, LLC | Baltimore | $229.3 million | Not listed | adviserinfo.sec.gov |
| Equitycompass Investment Management, LLC | Baltimore | $220.9 million | Not listed | adviserinfo.sec.gov |
| Foundry Wealth Advisors, LLC | Baltimore | $163.4 million | Not listed | adviserinfo.sec.gov |
| Northbrook Financial | Baltimore | $108.8 million | Not listed | adviserinfo.sec.gov |
| JSB Capital Group LLC | Baltimore | Not listed | 21 | adviserinfo.sec.gov |
| Resolve Growth Partners Management Co., LLC | Baltimore | Not listed | 7 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Baltimore, MD
- Investment advisers in Maryland
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Jemma Financial Services on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.