Data / Investment advisers / Pennsylvania / Independence Square Holdings, LLC
Independence Square Holdings, LLC, King of Prussia, PA: $1.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Independence Square Holdings, LLC is an SEC registered investment adviser with its main office in King of Prussia, Pennsylvania and reports $1.8 billion in regulatory assets under management in its Form ADV filed October 7, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and subscription fees.
The request: Watch Independence Square Holdings, LLC (CRD number 300139): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 300139
- SEC file number
- 801-116750
- SEC status
- Approved, effective June 7, 2019
- Main office
- 150 South Warner Road Suite 402, King of Prussia, PA 19406
- Phone
- (610) 520-1500
- Regulatory AUM
- $1,833,978,825 in the Form ADV filed October 7, 2026
- Discretionary AUM
- $1,833,229,303
- Non discretionary AUM
- $749,522
- Accounts
- 2,648
- Employees
- 37, of which 37 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions, performance based fees, other fees
- Other offices
- 13
- Form ADV Item 11 disclosures
- Reported: criminal actions, self-regulatory organization actions
- Latest Form ADV filing
- October 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,080 | $1.45 billion |
| Individuals (other than high net worth individuals) | 1,541 | $363.2 million |
| Pension and profit sharing plans | 13 | $11.7 million |
| Charitable organizations | 7 | $5.1 million |
| Corporations or other businesses | 7 | $3.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.83 billion | March 6, 2026 |
| December 1, 2025 | $1.49 billion | March 31, 2025 |
Other advisers in Pennsylvania
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Emerald Mutual Fund Advisers Trust | Leola | $2.09 billion | Not listed | adviserinfo.sec.gov |
| Penn Capital Management Company, LLC | Philadelphia | $1.94 billion | Not listed | adviserinfo.sec.gov |
| FS Specialty Lending Advisor, LLC | Philadelphia | $1.93 billion | Not listed | adviserinfo.sec.gov |
| Conservest Capital Advisors Inc | Wynnewood | $1.92 billion | Not listed | adviserinfo.sec.gov |
| DT Investment Partners, LLC | Chadds Ford | $1.91 billion | Not listed | adviserinfo.sec.gov |
| Cloverlay Investment Management, LLC | Conshohocken | $1.83 billion | 11 | adviserinfo.sec.gov |
| Mitchell Sinkler & Starr | Philadelphia | $1.79 billion | Not listed | adviserinfo.sec.gov |
| Amplius Wealth Advisors | Blue Bell | $1.74 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Independence Square Holdings, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.