Data / Investment advisers / Ohio / Horter Investment Management, LLC
Horter Investment Management, LLC, Cincinnati, OH: $314 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Horter Investment Management, LLC is an SEC registered investment adviser with its main office in Cincinnati, Ohio and reports $314 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Horter Investment Management, LLC (CRD number 119880): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 119880
- SEC file number
- 801-67471
- SEC status
- Approved, effective January 12, 2007
- Main office
- 11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249
- Phone
- (513) 984-9933
- Regulatory AUM
- $314,499,558 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $314,499,558
- Accounts
- 2,296
- Employees
- 43, of which 29 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 20
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other Item 11 matters
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,218 | $167.3 million |
| High net worth individuals | 74 | $121.2 million |
| Corporations or other businesses | 22 | $14.9 million |
| Pension and profit sharing plans | 8 | $7.3 million |
| Other investment advisers | 15 | $3.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $314.5 million | March 16, 2026 |
| December 1, 2025 | $278 million | November 7, 2025 |
Other advisers in Cincinnati
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kellett Wealth Advisors, LLC | Cincinnati | $344 million | Not listed | adviserinfo.sec.gov |
| Coordinated Financial Planning Corp | Cincinnati | $343.2 million | Not listed | adviserinfo.sec.gov |
| Eukles Asset Management, LLC | Cincinnati | $341.1 million | Not listed | adviserinfo.sec.gov |
| Empeiria Capital Management, LLC | Cincinnati | $339.4 million | 7 | adviserinfo.sec.gov |
| Ardent Capital Management, Inc. | Cincinnati | $327 million | Not listed | adviserinfo.sec.gov |
| Generations Wealth, LLC | Cincinnati | $307.8 million | Not listed | adviserinfo.sec.gov |
| Sims Investment Management LLC | Cincinnati | $304.6 million | Not listed | adviserinfo.sec.gov |
| Mbia Capital Advisors | Cincinnati | $290.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Cincinnati, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Horter Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.