Data / Investment advisers / Ohio / Harding Financial Group
Harding Financial Group, Westerville, OH: $160 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Harding Financial Group is an SEC registered investment adviser with its main office in Westerville, Ohio and reports $160 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Harding Financial Group (CRD number 135731): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 135731
- SEC file number
- 801-131870
- SEC status
- Approved, effective January 23, 2025
- Legal name
- Harding Financial Group, LLC
- Main office
- 608 Office Parkway Suite a, Westerville, OH 43082
- Phone
- (614) 515-4722
- Regulatory AUM
- $160,230,435 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $160,230,435
- Accounts
- 437
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 44 | $128.5 million |
| Individuals (other than high net worth individuals) | 49 | $25.7 million |
| Corporations or other businesses | 4 | $6.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $160.2 million | February 18, 2026 |
| December 1, 2025 | $135.6 million | September 29, 2025 |
Other advisers in Westerville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Swisher Financial Concepts, Inc. | Westerville | $317 million | Not listed | adviserinfo.sec.gov |
| Polaris Financial Partners, LLC | Westerville | $226 million | Not listed | adviserinfo.sec.gov |
| Retirement Plans, Inc. | Westerville | $224.9 million | Not listed | adviserinfo.sec.gov |
| Jericho Financial | Westerville | $220 million | Not listed | adviserinfo.sec.gov |
| Shaffer Capital | Westerville | $211.1 million | Not listed | adviserinfo.sec.gov |
| FC Wealth Solutions LLC | Westerville | $101 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Westerville, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Harding Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.