Data / Investment advisers / Pennsylvania / Hapanowicz Financial
Hapanowicz Financial, Pittsburgh, PA: $622 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hapanowicz Financial is an SEC registered investment adviser with its main office in Pittsburgh, Pennsylvania and reports $622 million in regulatory assets under management in its Form ADV filed June 24, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and other fees.
The request: Watch Hapanowicz Financial (CRD number 157523): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 157523
- SEC file number
- 801-72352
- SEC status
- Approved, effective May 18, 2011
- Legal name
- Hapanowicz & Associates Financial Services, Inc.
- Main office
- Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220
- Phone
- (412) 261-5966
- Website
- hapfinancial.com
- Regulatory AUM
- $622,317,239 in the Form ADV filed June 24, 2026
- Discretionary AUM
- $519,537,574
- Non discretionary AUM
- $102,779,665
- Accounts
- 1,016
- Employees
- 13, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 178 | $378 million |
| Individuals (other than high net worth individuals) | 462 | $140.3 million |
| Pension and profit sharing plans | Fewer than 5 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $622.3 million | January 23, 2026 |
| December 1, 2025 | $574.7 million | February 28, 2025 |
Other advisers in Pittsburgh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ewa, LLC | Pittsburgh | $750.7 million | Not listed | adviserinfo.sec.gov |
| Interchange Capital Partners | Pittsburgh | $743.6 million | Not listed | adviserinfo.sec.gov |
| Allegheny Investments | Pittsburgh | $742.1 million | Not listed | adviserinfo.sec.gov |
| Milestone Asset Management, LLC | Pittsburgh | $690.7 million | Not listed | adviserinfo.sec.gov |
| Quattro Advisors L.L.C. | Pittsburgh | $661.7 million | 5 | adviserinfo.sec.gov |
| Mfa Wealth Advisors, LLC | Pittsburgh | $605.4 million | Not listed | adviserinfo.sec.gov |
| Continuim Equity Partners, LP | Pittsburgh | $560.4 million | 8 | adviserinfo.sec.gov |
| Venator Management LLC | Pittsburgh | $511.7 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pittsburgh, PA
- Investment advisers in Pennsylvania
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Hapanowicz Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.