Data / Investment advisers / New Jersey / Halberstadt Financial Consultants Inc
Halberstadt Financial Consultants Inc, Princeton, NJ: $185 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Halberstadt Financial Consultants Inc is an SEC registered investment adviser with its main office in Princeton, New Jersey and reports $185 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 109462
- SEC file number
- 801-57297
- SEC status
- Approved, effective May 25, 2000
- Legal name
- Halberstadt Financial Consultants, Inc.
- Main office
- 50 North Tulane St, Princeton, NJ 08542
- Phone
- (609) 921-0180
- Website
- halberstadtfinancial.com
- Regulatory AUM
- $185,000,000 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $122,000,000
- Non discretionary AUM
- $63,000,000
- Accounts
- 337
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 68 | $158 million |
| Individuals (other than high net worth individuals) | 89 | $21 million |
| Pension and profit sharing plans | 1 | $6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $185 million | March 31, 2026 |
| December 1, 2025 | $150 million | March 28, 2025 |
Other advisers in Princeton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Eks Associates | Princeton | $324.3 million | Not listed | adviserinfo.sec.gov |
| Mercator Partners | Princeton | $297.6 million | 2 | adviserinfo.sec.gov |
| West Horizon Capital | Princeton | $282.8 million | 1 | adviserinfo.sec.gov |
| Kubhera Enterprises LLC | Princeton | $275.5 million | 1 | adviserinfo.sec.gov |
| KDT Advisors, LLC | Princeton | $210.4 million | Not listed | adviserinfo.sec.gov |
| Altman Investment Management LLC | Princeton | $119.9 million | Not listed | adviserinfo.sec.gov |
| Bergamot Asset Management LP | Princeton | $106.5 million | 8 | adviserinfo.sec.gov |
| Millstone Financial Group | Princeton | $104.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Princeton, NJ
- Investment advisers in New Jersey
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Halberstadt Financial Consultants Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.