Data / Investment advisers / New York / Guggenheim Private Investments, LLC
Guggenheim Private Investments, LLC, New York, NY: $349 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Guggenheim Private Investments, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $349 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include pooled investment vehicles, high net worth individuals and insurance companies. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 331479
- SEC file number
- 801-131052
- SEC status
- Approved, effective September 11, 2024
- Main office
- 330 Madison Avenue 10th Floor, New York, NY 10017
- Phone
- (212) 518-9010
- Website
- guggenheiminvestments.com
- Regulatory AUM
- $349,486,745 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $333,000,000
- Non discretionary AUM
- $16,486,745
- Accounts
- 7
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 2: 1 private equity fund, 1 real estate fund
- Gross assets of private funds
- $333,000,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $333 million |
| High net worth individuals | 1 | $12.2 million |
| Insurance companies | 4 | $4.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $349.5 million | March 31, 2026 |
| March 2, 2026 | $216.2 million | February 4, 2026 |
| December 1, 2025 | $2.90 billion | May 14, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Twin Point Capital LLC | New York | $355.9 million | 5 | adviserinfo.sec.gov |
| Acorn Capital Advisors, LLC | New York | $355.3 million | 2 | adviserinfo.sec.gov |
| Tencore Partners, LP | New York | $354 million | 3 | adviserinfo.sec.gov |
| Next Management Advisors, LLC | New York | $353.1 million | 3 | adviserinfo.sec.gov |
| Jones Road Capital Management, L.P. | New York | $350.4 million | 1 | adviserinfo.sec.gov |
| Trill Impact Advisory Inc. | New York | $348.2 million | Not listed | adviserinfo.sec.gov |
| Vedanta Management, LP | New York | $345.6 million | 16 | adviserinfo.sec.gov |
| Placeholder Management, LLC | New York | $345.4 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Guggenheim Private Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.