Data / Investment advisers / Florida / Golden Road Advisors LLC
Golden Road Advisors LLC, Tampa, FL: $238 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Golden Road Advisors LLC is an SEC registered investment adviser with its main office in Tampa, Florida and reports $238 million in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Golden Road Advisors LLC (CRD number 314077): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 314077
- SEC file number
- 801-121158
- SEC status
- Approved, effective April 15, 2021
- Main office
- 615 W. de Leon St, Tampa, FL 33606
- Phone
- (813) 491-1593
- Website
- goldenroadadvisors.com
- Regulatory AUM
- $237,749,516 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $225,324,400
- Non discretionary AUM
- $12,425,116
- Accounts
- 459
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 77 | $173.9 million |
| Individuals (other than high net worth individuals) | 171 | $58.8 million |
| Pension and profit sharing plans | Fewer than 5 | $2.7 million |
| Banking or thrift institutions | Fewer than 5 | $2.3 million |
| Charitable organizations | Fewer than 5 | $105,521 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $237.7 million | March 6, 2026 |
| December 1, 2025 | $170 million | February 21, 2025 |
Other advisers in Tampa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dominion Portfolio Management, Inc. | Tampa | $277.1 million | Not listed | adviserinfo.sec.gov |
| Private Wealth Group, LLC | Tampa | $274 million | Not listed | adviserinfo.sec.gov |
| E. Batoff & Co., Inc. | Tampa | $249.2 million | Not listed | adviserinfo.sec.gov |
| Cassedy Financial Group, Inc. | Tampa | $248.4 million | Not listed | adviserinfo.sec.gov |
| DFN Management LLC. | Tampa | $241.4 million | 2 | adviserinfo.sec.gov |
| The Tenret Company, LLC | Tampa | $225.4 million | Not listed | adviserinfo.sec.gov |
| PFS Signature Wealth | Tampa | $211.6 million | Not listed | adviserinfo.sec.gov |
| Ffo Investments LLC | Tampa | $207.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tampa, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Golden Road Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.