Data / Investment advisers / Georgia / Fsam LLC
Fsam LLC, Alpharetta, GA: $138 million AUM, SEC registered investment adviser
Fsam LLC is an SEC registered investment adviser with its main office in Alpharetta, Georgia and reports $138 million in regulatory assets under management in its Form ADV filed October 16, 2026. Its clients include corporations and other businesses, individuals and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 287851
- SEC file number
- 801-122054
- SEC status
- Approved, effective August 12, 2021
- Main office
- 1720 Windward Concourse Suite 115, Alpharetta, GA 30005
- Phone
- (770) 777-9373
- Website
- fssec.com
- Regulatory AUM
- $138,395,189 in the Form ADV filed October 16, 2026
- Discretionary AUM
- $138,395,189
- Accounts
- 158
- Employees
- 14, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- October 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 46 | $96.7 million |
| Individuals (other than high net worth individuals) | 94 | $30.9 million |
| High net worth individuals | 18 | $10.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $138.4 million | March 31, 2026 |
| December 1, 2025 | $112.9 million | October 15, 2025 |
Other advisers in Alpharetta
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Phorcys Capital Partners, LLC | Alpharetta | $191.5 million | 2 | adviserinfo.sec.gov |
| Elm3 Financial Group, LLC | Alpharetta | $189 million | Not listed | adviserinfo.sec.gov |
| Atlas Investment Advisors | Alpharetta | $184.1 million | Not listed | adviserinfo.sec.gov |
| Newcorp Wealth Management | Alpharetta | $177.1 million | Not listed | adviserinfo.sec.gov |
| Overlay Management, LLC | Alpharetta | $168.6 million | 40 | adviserinfo.sec.gov |
| The Advisory Firm | Alpharetta | $126.4 million | Not listed | adviserinfo.sec.gov |
| Capital Endurance Group, Inc | Alpharetta | $108.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alpharetta, GA
- Investment advisers in Georgia
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving individuals
- Fsam LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.