Data / Investment advisers / Georgia / Overlay Management, LLC
Overlay Management, LLC, Alpharetta, GA: $169 million AUM, SEC registered investment adviser
Overlay Management, LLC is an SEC registered investment adviser with its main office in Alpharetta, Georgia and reports $169 million in regulatory assets under management in its Form ADV filed April 28, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 40 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 324401
- SEC file number
- 801-136161
- SEC status
- Approved, effective May 1, 2026
- Main office
- 3000 Northwinds Parkway, Suite 150, Alpharetta, GA 30009
- Phone
- (770) 415-0596
- Website
- overlaycapital.com
- Regulatory AUM
- $168,634,170 in the Form ADV filed April 28, 2026
- Discretionary AUM
- $168,634,170
- Accounts
- 41
- Employees
- 16, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 40: 36 private equity funds, 4 venture capital funds
- Gross assets of private funds
- $168,123,900
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 41 | $168.6 million |
Other advisers in Alpharetta
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Incompass Financial Partners, LLC | Alpharetta | $192 million | Not listed | adviserinfo.sec.gov |
| Phorcys Capital Partners, LLC | Alpharetta | $191.5 million | 2 | adviserinfo.sec.gov |
| Elm3 Financial Group, LLC | Alpharetta | $189 million | Not listed | adviserinfo.sec.gov |
| Atlas Investment Advisors | Alpharetta | $184.1 million | Not listed | adviserinfo.sec.gov |
| Newcorp Wealth Management | Alpharetta | $177.1 million | Not listed | adviserinfo.sec.gov |
| Fsam LLC | Alpharetta | $138.4 million | Not listed | adviserinfo.sec.gov |
| The Advisory Firm | Alpharetta | $126.4 million | Not listed | adviserinfo.sec.gov |
| Capital Endurance Group, Inc | Alpharetta | $108.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alpharetta, GA
- Investment advisers in Georgia
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Overlay Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.