Data / Investment advisers / Missouri / Financial & Tax Architects, LLC
Financial & Tax Architects, LLC, St. Louis, MO: $506 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Financial & Tax Architects, LLC is an SEC registered investment adviser with its main office in St. Louis, Missouri and reports $506 million in regulatory assets under management in its Form ADV filed June 18, 2026. Its clients include individuals, high net worth individuals and other investment advisers. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Financial & Tax Architects, LLC (CRD number 119169): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 119169
- SEC file number
- 801-114688
- SEC status
- Approved, effective February 12, 2019
- Main office
- 12412 Powerscourt Drive Suite 25, St. Louis, MO 63131
- Phone
- (314) 858-1122
- Website
- summitretirementplanning.com
- Regulatory AUM
- $506,245,828 in the Form ADV filed June 18, 2026
- Discretionary AUM
- $506,245,828
- Accounts
- 3,736
- Employees
- 71, of which 40 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 21
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,416 | $212.6 million |
| High net worth individuals | 149 | $162.4 million |
| Other investment advisers | 9 | $131.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $506.2 million | January 30, 2026 |
| December 1, 2025 | $443 million | June 26, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Monetary Management Group Inc | St Louis | $583.8 million | Not listed | adviserinfo.sec.gov |
| Stieven Capital Advisors, L.P. | St. Louis | $563.4 million | 2 | adviserinfo.sec.gov |
| Wedgewood Partners, Inc. | St Louis | $560.7 million | Not listed | adviserinfo.sec.gov |
| Orion Investment Co | St Louis | $515.4 million | Not listed | adviserinfo.sec.gov |
| Allocator Solutions, LLC | St Louis | $513.5 million | 1 | adviserinfo.sec.gov |
| Harbour Group Industries, Inc. | St. Louis | $448.3 million | 3 | adviserinfo.sec.gov |
| Cultivation Capital, LLC | St. Louis | $416.4 million | 17 | adviserinfo.sec.gov |
| Wheelhouse Advisory Group, LLC | St. Louis | $388.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Financial & Tax Architects, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.