Data / Investment advisers / Texas / Financial Synergies
Financial Synergies, Houston, TX: $1.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Financial Synergies is an SEC registered investment adviser with its main office in Houston, Texas and reports $1.8 billion in regulatory assets under management in its Form ADV filed June 24, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Financial Synergies (CRD number 105643): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105643
- SEC file number
- 801-30106
- SEC status
- Approved, effective July 30, 1987
- Legal name
- Financial Synergies Wealth Advisors, Inc.
- Main office
- 4400 Post Oak Pkwy Suite 200, Houston, TX 77027
- Phone
- (713) 623-6600
- Regulatory AUM
- $1,811,303,915 in the Form ADV filed June 24, 2026
- Discretionary AUM
- $1,797,538,179
- Non discretionary AUM
- $13,765,736
- Accounts
- 928
- Employees
- 21, of which 16 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 558 | $1.64 billion |
| Individuals (other than high net worth individuals) | 369 | $153.5 million |
| Corporations or other businesses | 1 | $13.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.81 billion | March 30, 2026 |
| December 1, 2025 | $1.57 billion | August 12, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fic Partners Management, LP | Houston | $1.97 billion | 14 | adviserinfo.sec.gov |
| Voss Capital, LP | Houston | $1.94 billion | 4 | adviserinfo.sec.gov |
| Elda River Capital Management, LLC | Houston | $1.94 billion | 16 | adviserinfo.sec.gov |
| Willis Johnson Wealth | Houston | $1.85 billion | Not listed | adviserinfo.sec.gov |
| RIA Advisors | Houston | $1.84 billion | Not listed | adviserinfo.sec.gov |
| Intrua Financial | Houston | $1.75 billion | Not listed | adviserinfo.sec.gov |
| Main Street Capital Partners | Houston | $1.73 billion | 2 | adviserinfo.sec.gov |
| Trace Capital Management LP | Houston | $1.68 billion | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Financial Synergies on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.