Data / Investment advisers / Michigan / Fairhaven Financial Advisory Corporation
Fairhaven Financial Advisory Corporation, East Lansing, MI: $378 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fairhaven Financial Advisory Corporation is an SEC registered investment adviser with its main office in East Lansing, Michigan and reports $378 million in regulatory assets under management in its Form ADV filed January 15, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Fairhaven Financial Advisory Corporation (CRD number 124266): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 124266
- SEC file number
- 801-129226
- SEC status
- Approved, effective December 18, 2023
- Main office
- 1400 Abbot Road Ste 330, East Lansing, MI 48823
- Phone
- (517) 332-2900
- Regulatory AUM
- $377,639,674 in the Form ADV filed January 15, 2026
- Discretionary AUM
- $358,066,079
- Non discretionary AUM
- $19,573,595
- Accounts
- 1,078
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 730 | $196.4 million |
| High net worth individuals | 75 | $162.8 million |
| Pension and profit sharing plans | Fewer than 5 | $18.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $377.6 million | January 15, 2026 |
| December 1, 2025 | $323.3 million | February 4, 2025 |
Other advisers in Michigan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Generational Wealth, Inc. | Zeeland | $394.8 million | Not listed | adviserinfo.sec.gov |
| DS Investment Advisors | Grand Rapids | $386.1 million | Not listed | adviserinfo.sec.gov |
| Sculati Wealth Management, LLC | Bloomfield Hills | $381.5 million | Not listed | adviserinfo.sec.gov |
| 626 Financial, LLC | Portage | $379.6 million | Not listed | adviserinfo.sec.gov |
| Darden Wealth Group | Ann Arbor | $379.6 million | Not listed | adviserinfo.sec.gov |
| B.A. Roberts Financial Services, Inc. | Marquette | $373.9 million | Not listed | adviserinfo.sec.gov |
| Richard W. Paul & Associates, LLC | Novi | $372.8 million | Not listed | adviserinfo.sec.gov |
| Lakeside Drive Management LLC | Birmingham | $372.3 million | 16 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Michigan
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Fairhaven Financial Advisory Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.