Data / Investment advisers / Massachusetts / Empirical Asset Management, LLC
Empirical Asset Management, LLC, Wellesley, MA: $560 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Empirical Asset Management, LLC is an SEC registered investment adviser with its main office in Wellesley, Massachusetts and reports $560 million in regulatory assets under management in its Form ADV filed July 7, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
The request: Watch Empirical Asset Management, LLC (CRD number 155436): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 155436
- SEC file number
- 801-71967
- SEC status
- Approved, effective November 23, 2010
- Main office
- 57 River Street Suite 301, Wellesley, MA 02481
- Phone
- (781) 431-2223
- Website
- empiricalam.com
- Regulatory AUM
- $560,018,982 in the Form ADV filed July 7, 2026
- Discretionary AUM
- $539,665,045
- Non discretionary AUM
- $20,353,937
- Accounts
- 1,399
- Employees
- 14, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $444,683
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 267 | $422.7 million |
| Individuals (other than high net worth individuals) | 190 | $74.8 million |
| Pension and profit sharing plans | 6 | $35.3 million |
| Corporations or other businesses | 10 | $22.4 million |
| Charitable organizations | Fewer than 5 | $4.3 million |
| Pooled investment vehicles | 1 | $444,683 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $560 million | March 30, 2026 |
| December 1, 2025 | $467 million | September 4, 2025 |
Other advisers in Wellesley
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| New England Private Wealth Advisors, LLC | Wellesley | $5.09 billion | Not listed | adviserinfo.sec.gov |
| Washington Trust Advisors | Wellesley | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Rose Grove Capital Management, LLC | Wellesley | $1.94 billion | 4 | adviserinfo.sec.gov |
| Twin Oak ETF Company | Wellesley | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Range Rock Capital | Wellesley | $548.3 million | Not listed | adviserinfo.sec.gov |
| Peak Financial Management Inc | Wellesley | $534.4 million | Not listed | adviserinfo.sec.gov |
| Argonautica Private Wealth Management, Inc | Wellesley | $532.9 million | Not listed | adviserinfo.sec.gov |
| Arctaris Impact Investors | Wellesley | $347.3 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wellesley, MA
- Investment advisers in Massachusetts
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Empirical Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.