Data / Investment advisers / Virginia / Emergent Financial Services, LLC.
Emergent Financial Services, LLC., Charlottesville, VA: $195 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Emergent Financial Services, LLC. is an SEC registered investment adviser with its main office in Charlottesville, Virginia and reports $195 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include state and municipal governments, individuals and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Emergent Financial Services, LLC. (CRD number 288434): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 288434
- SEC file number
- 801-114160
- SEC status
- Approved, effective October 22, 2018
- Main office
- 310 Old Ivy Way Ste 302 Suite 302, Charlottesville, VA 22903
- Phone
- (434) 260-1690
- Website
- emergentfs.com
- Regulatory AUM
- $195,201,000 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $95,201,000
- Non discretionary AUM
- $100,000,000
- Accounts
- 250
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | Fewer than 5 | $127.4 million |
| Individuals (other than high net worth individuals) | 227 | $35.3 million |
| High net worth individuals | 19 | $32.5 million |
| Charitable organizations | Fewer than 5 | $1,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $195.2 million | March 24, 2026 |
| December 1, 2025 | $110.4 million | January 29, 2025 |
Other advisers in Charlottesville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Solitude Financial Services, Inc. | Charlottesville | $363.5 million | Not listed | adviserinfo.sec.gov |
| Rede Wealth, LLC | Charlottesville | $346.1 million | Not listed | adviserinfo.sec.gov |
| Fields Gottscho Capital Management LLC | Charlottesville | $333 million | Not listed | adviserinfo.sec.gov |
| Plustick Management LLC | Charlottesville | $280.8 million | 1 | adviserinfo.sec.gov |
| Harren Equity Partners, LLC | Charlottesville | $201.4 million | 2 | adviserinfo.sec.gov |
| Wacona Capital, LLC | Charlottesville | $194.1 million | 4 | adviserinfo.sec.gov |
| LB Partners LLC | Charlottesville | $191.3 million | 4 | adviserinfo.sec.gov |
| Octagon Finance LLC | Charlottesville | $184.1 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlottesville, VA
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving state and municipal governments
- Advisers serving individuals
- Emergent Financial Services, LLC. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.