Data / Investment advisers / Virginia / Wacona Capital, LLC
Wacona Capital, LLC, Charlottesville, VA: $194 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wacona Capital, LLC is an SEC registered investment adviser with its main office in Charlottesville, Virginia and reports $194 million in regulatory assets under management in its Form ADV filed November 25, 2025. Its clients include pooled investment vehicles. It is paid through fixed fees and performance based fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 331836
- SEC file number
- 801-135039
- SEC status
- Approved, effective January 5, 2026
- Main office
- 300 W Main Street Suite 201, Charlottesville, VA 22903
- Phone
- (434) 922-0726
- Website
- waconacapital.com
- Regulatory AUM
- $194,115,432 in the Form ADV filed November 25, 2025
- Discretionary AUM
- $194,115,432
- Accounts
- 5
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees, performance based fees
- Private funds
- 4: 4 private equity funds
- Gross assets of private funds
- $194,115,432
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- November 25, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $194.1 million |
Other advisers in Charlottesville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Rede Wealth, LLC | Charlottesville | $346.1 million | Not listed | adviserinfo.sec.gov |
| Fields Gottscho Capital Management LLC | Charlottesville | $333 million | Not listed | adviserinfo.sec.gov |
| Plustick Management LLC | Charlottesville | $280.8 million | 1 | adviserinfo.sec.gov |
| Harren Equity Partners, LLC | Charlottesville | $201.4 million | 2 | adviserinfo.sec.gov |
| Emergent Financial Services, LLC. | Charlottesville | $195.2 million | Not listed | adviserinfo.sec.gov |
| LB Partners LLC | Charlottesville | $191.3 million | 4 | adviserinfo.sec.gov |
| Octagon Finance LLC | Charlottesville | $184.1 million | 3 | adviserinfo.sec.gov |
| Clio Asset Management LLC | Charlottesville | $127.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlottesville, VA
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Wacona Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.