Data / Investment advisers / South Carolina / Dividend Assets Capital, LLC
Dividend Assets Capital, LLC, Ridgeland, SC: $541 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Dividend Assets Capital, LLC is an SEC registered investment adviser with its main office in Ridgeland, South Carolina and reports $541 million in regulatory assets under management in its Form ADV filed September 15, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Dividend Assets Capital, LLC (CRD number 129973): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 129973
- SEC file number
- 801-62643
- SEC status
- Approved, effective January 2, 2004
- Main office
- 58 Riverwalk Blvd., Ridgeland, SC 29936
- Phone
- (843) 645-9700
- Website
- dacapitalsc.com
- Regulatory AUM
- $540,807,741 in the Form ADV filed September 15, 2026
- Discretionary AUM
- $540,807,741
- Accounts
- 595
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 49 | $274.1 million |
| Individuals (other than high net worth individuals) | 333 | $193.7 million |
| Corporations or other businesses | 13 | $45.6 million |
| Charitable organizations | 3 | $14.1 million |
| Investment companies | 1 | $11.9 million |
| Pension and profit sharing plans | 2 | $1.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $540.8 million | March 30, 2026 |
| December 1, 2025 | $620.1 million | November 7, 2025 |
Other advisers in South Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bna Wealth | Rock Hill | $619.8 million | Not listed | adviserinfo.sec.gov |
| Hobbs Group Advisors LLC | Columbia | $584.4 million | Not listed | adviserinfo.sec.gov |
| Burkett Financial Services, LLC | Rock Hill | $572.6 million | Not listed | adviserinfo.sec.gov |
| Headland Capital | Mt. Pleasant | $559.3 million | Not listed | adviserinfo.sec.gov |
| Global View Investment Advisors, LLC | Greenville | $553.8 million | Not listed | adviserinfo.sec.gov |
| Morris Financial Concepts, Inc. | Mount Pleasant | $538.4 million | Not listed | adviserinfo.sec.gov |
| Wealth Intelligently Navigated, LLC | Greer | $532.9 million | Not listed | adviserinfo.sec.gov |
| Stokes Capital Advisors, LLC | Greenwood | $499.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in South Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Dividend Assets Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.