Data / Investment advisers / New York / Crownstone Advisory & Investment Corp
Crownstone Advisory & Investment Corp, New York, NY: $3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Crownstone Advisory & Investment Corp is an SEC registered investment adviser with its main office in New York, New York and reports $3 billion in regulatory assets under management in its Form ADV filed September 22, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch Crownstone Advisory & Investment Corp (CRD number 339959): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 339959
- SEC file number
- 801-136272
- SEC status
- Approved, effective May 21, 2026
- Main office
- 6 East 45th Street 11th Floor, New York, NY 10017
- Phone
- (858) 444-5933
- Website
- crownstoneinvestmentadvisory.com
- Regulatory AUM
- $3,000,000,000 in the Form ADV filed September 22, 2026
- Non discretionary AUM
- $3,000,000,000
- Accounts
- 1
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $3.00 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $3.00 billion | September 22, 2026 |
| June 1, 2026 | Not listed | May 27, 2026 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Overland Advisors, LLC | New York | $3.03 billion | 1 | adviserinfo.sec.gov |
| Carrick Lane LLC | New York | $3.03 billion | Not listed | adviserinfo.sec.gov |
| Seabury Capital Management LLC | New York | $3.02 billion | 1 | adviserinfo.sec.gov |
| Alua Capital Management LP | New York | $3.02 billion | 4 | adviserinfo.sec.gov |
| Blackstone Strategic Alliance Advisors L.L.C. | New York | $3.01 billion | 7 | adviserinfo.sec.gov |
| DLD Asset Management, LP | New York | $2.99 billion | 1 | adviserinfo.sec.gov |
| Delta Global | New York | $2.99 billion | 1 | adviserinfo.sec.gov |
| Ccaventus Asset Management LP | New York | $2.99 billion | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Crownstone Advisory & Investment Corp on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.